Japan Securities Co., Ltd. (JSI) would like to thank you for trusting and using our services.

JSI would like to announce Customers who are Insiders and Related people of insiders on the obligation of reporting, and disclosing information when executing transactions of tickers that are related to customers as below:

Pursuant to Article 33, Circular 96/2020/TT-BTC, Insiders of  public companies, public securities investment companies, public funds, and related people of insiders must disclose information, report before and after executing transactions to State Securities Committee, Stock Exchanges (for listed stocks, registered stocks, listed public fund certificates), public companies, fund management companies when the expected value of transactions in a day is equal or higher than 50 million VND or the expected value of transactions in a month is equal or higher than 200 million VND calculated by face value (for stocks, bonds, convertible bonds, fund certificates)  or the latest issuance price (for covered warrants) or transferring value (for rights to buy stocks, rights to buy convertible bonds, rights to buy fund certificates), including the case of not transferring through Stock Exchanges’ systems (for the case of gifting, inheritance, transferring or receiving the transfer of securities and other cases).

Customers can refer to the Regulations on Insiders and related people here, Regulations on reporting, and disclosing information of Insiders and related people here.

Regards.